Appelman Financial Resources Page

Appelman Resources

Welcome to

Appelman Financial

Here are some various forms and informational material that we
thought you might find interesting. Please let us know if there is any
information that you’d like to learn more about that you don’t see listed
here.

		Business Continuity Plan — We are mandated by FINRA and the SEC to
		have this information available to share with our clients on how our office will function in the event of an emergency. Please know that all of our clients will have continuous access to Lynn and/or Alissa as well as to their accounts!

		New/Updated Account Form — If you are a new client, we will
		complete this form with you in order to get your account started. If you are already a client of ours and have had any changes to your contact or investment information, we need to know! Simply print off a copy and fill out the form with the "Updated Form" box checked in the upper left-hand corner and mail it in to us—then we can make sure that all of your fund companies are made aware of any changes.

		New Client Information Form — We usually mail these out ahead, but
		should you be scheduling a new appointment quickly, you may print off this form to fill out and bring with you to your initial consultation so that we will be ready to assist you. Remember you will need to bring your financial statements, copies of your last income tax return, and--your spouse!

		Most R ecent N ewsletter — We have incorporated our latest newsletter,
		but remember they are published quarterly and most of the time the information changes rather quickly!

		Privacy Disclosure Document/Customer Identification Program
		Notice — This document allows our clients to access our Privacy Policy so please know that we will not disclose your "nonpublic personal information" to anyone without your express consent. The Customer Identification Program Notice is our policy on the various forms of ID clients will need to provide in order to open a new account. We also have the contact information for the Securities Investor Protection Corporation (SIPC) so clients can contact them via phone or website.

		Referral Form — We are always ready to help any of your family, friends,
		neighbors or co-workers who could use our assistance with their financial matters. We’d love to hear from you with names and telephone numbers of folks you would like us to contact, so feel free to fill it out and send it on in. And remember, we can also make a presentation to a club or organization you belong to if you would like us to.

		What Happens Letter — Although certainly not a pleasant topic, many of
		Lynn’s clients would like to know what happens in the event that he is physically unable to handle their accounts.

		Why Choose Appelman Financial — Like you, we are aware that there
		are many Financial Planning offices nearby. We want to show you why we feel it is important to check us out; we think we have something very special going on here! Being an independent firm with no proprietary products, we can offer all the best financial products and services.